Consolidating your 12016 debt
Member firms use of any such icons or similar resources would be subject to terms and conditions established by FINRA.
At this time, the rule does not require a member firm to include a readily apparent reference and hyperlink to Broker Check from communications appearing on a third-party website.
FINRA views websites operated by registered representatives that promote the member's business to be websites of the member firm for purposes of Rule 2210.
FINRA, therefore, expects member firms to supervise such websites for compliance with Rule 2210.
FINRA believes that greater investor awareness of and access to Broker Check continues to be important to protect investors.
The rule change will help increase investor awareness and make it easier for investors to find Broker Check by requiring references and hyperlinks to Broker Check on member firms' websites.
15-45 FINRA Announces Approval of and Implementation Date for Securities Trader and Securities Trader Principal Registration Categories and Related Qualification Examination, Fee and Continuing Education Requirements; Implementation Date: January 4, 2016 15-43 FINRA Files Rule with SEC for Authority to Designate Firms for Mandatory Participation in FINRA's Business Continuity/Disaster Recovery Testing, As Required by Regulation SCI; Effective Date: November 3, 2015 15-36 FINRA Requests Comment on a Revised Proposal Requiring Confirmation Disclosure of Pricing Information in Corporate and Agency Debt Securities Transactions; Comment Period Expires: December 11, 2015 15-30 SEC Approves Consolidated Rule to Address Conflicts of Interest Relating to the Publication and Distribution of Equity Research Reports; Effective Date: September 25, 2015, or December 24, 2015 15-23 FINRA Provides Limited Relief Regarding Requirement to Promptly Transmit Funds in Connection With Sales of Securities on a Subscription-Way Basis for the Purpose of Completing Suitability Reviews Under Identified Conditions 15-07 SEC Approves Consolidated FINRA Rules 2040 (Payments to Unregistered Persons) and 0190 (Effective Date of Revocation, Cancellation, Expulsion, Suspension or Resignation), and Amendments to FINRA Rule 8311 (Effect of a Suspension, Revocation,* 15-06 FINRA Requests Comment on a Proposal to Require Registration of Associated Persons Involved in the Design, Development or Significant Modification of Algorithmic Trading Strategies; Comment Period Expires: May 18, 2015 15-05 SEC Approves Consolidated FINRA Rule Regarding Background Checks on Registration Applicants; Effective Date of FINRA Rule 3110(e): July 1, 2015; Effective Date of FINRA Rule 3110.15: April 24, 2014, to December 1, 2015 15-03 FINRA Requests Comment on Proposal to Require Alternative Trading Systems to Submit Quotation Information Relating to Fixed Income Securities to FINRA for Regulatory Purposes; Comment Period Expires: April 7, 2015 15-02 SEC Approves Amendments to FINRA Rule 2310 and NASD Rule 2340 to Address Values of Direct Participation Program and Unlisted Real Estate Investment Trust Securities; Effective Date: April 11, 2016 15-30 SEC Approves Consolidated Rule to Address Conflicts of Interest Relating to the Publication and Distribution of Equity Research Reports; Effective Date: September 25, 2015, or December 24, 2015 Executive Summary The SEC approved amendments to FINRA Rule 2210 (Communications with the Public) to require each of a member firm's websites to include a readily apparent reference and hyperlink to Broker Check on (1) the initial Web page that the firm intends to be viewed by retail investors, and (2) any other Web page that includes a professional profile of one or more registered persons who conduct business with retail investors.
Appearance and Location of Readily Apparent Reference and Hyperlink to Broker Check With respect to what constitutes a readily apparent reference and hyperlink, member firms should adopt the perspective of a reasonable retail investor when making this determination.UH also plans to move jobs to One Harvard Crossing from Cleveland, Euclid and Mayfield. Alicia Reale Cooney, a spokeswoman, said the pending acquisition illustrates UH's preference for owning real estate rather than renting.Renovations at One Harvard Crossing will start in October, and the first employees will move there in January. The building sits on 31 acres at Harvard and Northfield roads.University Hospitals plans to pay million for the One Harvard Crossing office building in Highland Hills.The hospital system expects to move 600 administrative employees to the building next year.Alternatively, firms may elect to satisfy the requirements of the rule by using a "deep-link" to the firm or associated person's individual Broker Check pages.FINRA notes that it is making Broker Check-related icons and similar resources available to member firms as one option for complying with the proposed rule.Some of the factors that firms should consider include: (1) placement (, whether the reference and hyperlink are visible as soon as a person lands on the website or only after significant scrolling; if scrolling is required, whether it is clear that further information is available below the screen that is being viewed; the type of information that is in close proximity to the description and hyperlink; and whether the Broker Check reference and hyperlink are set out separately or buried in a long paragraph); (2) font size (, whether the font color of the description and hyperlink contrasts or blends in with the website's background).Although not an exhaustive list, these factors should help member firms and individuals determine whether the reference and hyperlink to Broker Check is readily apparent.The near-vacant building, part of a well-known Northeast Ohio real estate portfolio that changed hands last year, will sell for million. In 2006, the health system bought the former Office Max headquarters in Shaker Heights and moved its legal department, human resources and other office workers to Warrensville Center Road.Some of those employees now will move to Highland Hills, while other departments will stay put.